Tools
Free to use and no sign-up needed. Indicative results only — not legal or regulatory advice.
FCA Regulatory Review
How the FCA tests firms at authorisation and through supervision. Scope your firm, then work through each domain. Exports to Excel, Word and PowerPoint.
Start the review →
AI Compliance Workbench
A concept demonstrator built in hours: set a firm profile and see policies, surveillance models, risks and SMCR scoped together.
Open the workbench →Do I need a CCO?
Eight questions and a plain-English answer covering full-time, fractional and SMF requirements.
Start →Do I need FCA authorisation?
Nine questions and an indicative answer on whether, and how, your firm needs to be authorised.
Start →Start with a 30-minute call.
Tell James where the firm is and what it needs next. No pitch deck, no obligation.